Ronald Scott Temple
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Scott Temple ( ), a licensed former licensee with CE reference AFA186. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-05-16 | 2024-05-20 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-05-16 | 2024-05-20 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-12-03 | 2018-12-07 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-12-03 | 2018-12-07 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-02-23 | 2017-02-24 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-02-23 | 2017-02-24 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-02-24 | 2016-02-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-02-24 | 2016-02-26 |