Kung Sheng Fan
樊功生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kung Sheng Fan (樊功生), a licensed former licensee with CE reference BFK814. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-05-05 | 2025-03-31 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-03-16 | 2025-03-31 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-10 | 2016-09-30 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
RO | Type 9 — Asset management | 2015-07-30 | 2016-06-10 |