Xiaojun Zhai
翟曉軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaojun Zhai (翟曉軍), a licensed Representative with CE reference BAA087. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-07-03 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-03 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-16 | 2019-03-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-08-03 | 2018-09-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-03 | 2018-09-19 |