Yuen Sze Luk
陸婉詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Sze Luk (陸婉詩), a licensed former licensee with CE reference AGP553. This person has 20.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-09 | 2023-09-26 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-09 | 2023-09-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-11 | 2019-05-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2019-05-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-14 | 2014-07-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-14 | 2014-07-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-14 | 2014-07-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-04-14 | 2014-07-04 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-24 | 2014-04-03 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2014-04-03 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-13 | 2008-06-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Sze Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.