Ka Hei Lau
劉家熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hei Lau (劉家熙), a licensed former licensee with CE reference BAZ979. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-24 | 2025-10-31 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-24 | 2025-10-31 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-24 | 2025-05-29 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-11-24 | 2025-05-29 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-06 | 2019-12-13 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-07 | 2019-12-13 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-06-24 | 2019-09-03 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-28 | 2019-12-13 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-15 | 2019-12-13 |