Tsz Lam Li
李子霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lam Li (李子霖), a licensed former licensee with CE reference AWL333. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
RO | Type 4 - Advising on securities | 2013-06-19 | 2015-08-28 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
RO | Type 9 - Asset management | 2013-06-19 | 2015-08-28 |
| CAIDAO Capital Limited | RO | Type 4 - Advising on securities | 2011-01-05 | 2012-06-29 |
| CAIDAO Capital Limited | RO | Type 9 - Asset management | 2011-01-05 | 2012-06-29 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Lam Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shih-Chieh Lin | Cypress Capital Hong Kong Limited | 2013–2015 |
| Min Liu | Cypress Capital Hong Kong Limited | 2013–2015 |
| Ho Ming Chiu | Cypress Capital Hong Kong Limited | 2013–2015 |
| Tat Man Chu | Cypress Capital Hong Kong Limited | 2013–2015 |
| Chi Jen Lin | Cypress Capital Hong Kong Limited | 2013–2015 |
| Yau-Chang Wang | Cypress Capital Hong Kong Limited | 2013–2015 |
| Chih-Chiang Pan | Cypress Capital Hong Kong Limited | 2013–2015 |
| Ming Lee | CAIDAO Capital Limited | 2011–2012 |
| Tze-Hong Tang | CAIDAO Capital Limited | 2011–2012 |
| Jim Tai | Cypress Capital Hong Kong Limited | 2014–2015 |
| Hsueh Hung Yang | Cypress Capital Hong Kong Limited | 2013 |
| Vincent Ching Wing Ho | CAIDAO Capital Limited | 2011 |