Tsz Lam Li

李子霖
CE No. AWL333 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lam Li (李子霖), a licensed former licensee with CE reference AWL333. This person has 3.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Cypress Capital Hong Kong Limited
承譽資本香港有限公司
RO Type 4 - Advising on securities 2013-06-19 2015-08-28
Cypress Capital Hong Kong Limited
承譽資本香港有限公司
RO Type 9 - Asset management 2013-06-19 2015-08-28
CAIDAO Capital Limited RO Type 4 - Advising on securities 2011-01-05 2012-06-29
CAIDAO Capital Limited RO Type 9 - Asset management 2011-01-05 2012-06-29

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Lam Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shih-Chieh Lin Cypress Capital Hong Kong Limited 2013–2015
Min Liu Cypress Capital Hong Kong Limited 2013–2015
Ho Ming Chiu Cypress Capital Hong Kong Limited 2013–2015
Tat Man Chu Cypress Capital Hong Kong Limited 2013–2015
Chi Jen Lin Cypress Capital Hong Kong Limited 2013–2015
Yau-Chang Wang Cypress Capital Hong Kong Limited 2013–2015
Chih-Chiang Pan Cypress Capital Hong Kong Limited 2013–2015
Ming Lee CAIDAO Capital Limited 2011–2012
Tze-Hong Tang CAIDAO Capital Limited 2011–2012
Jim Tai Cypress Capital Hong Kong Limited 2014–2015
Hsueh Hung Yang Cypress Capital Hong Kong Limited 2013
Vincent Ching Wing Ho CAIDAO Capital Limited 2011
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