Tsz Lam Li
李子霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lam Li (李子霖), a licensed former licensee with CE reference AWL333. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
RO | Type 4 — Advising on securities | 2013-06-19 | 2015-08-28 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
RO | Type 9 — Asset management | 2013-06-19 | 2015-08-28 |
| CAIDAO Capital Limited | RO | Type 4 — Advising on securities | 2011-01-05 | 2012-06-29 |
| CAIDAO Capital Limited | RO | Type 9 — Asset management | 2011-01-05 | 2012-06-29 |