Qi Liu

劉琦
CE No. AYC461 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Liu (劉琦), a licensed former licensee with CE reference AYC461. This person has 2.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Forthright Securities Company Limited
方德證券有限公司
Rep Type 1 - Dealing in securities 2019-12-23 2022-10-21
Forthright Securities Company Limited
方德證券有限公司
Rep Type 2 - Dealing in futures contracts 2019-12-23 2022-10-21
Forthright Securities Company Limited
方德證券有限公司
Rep Type 4 - Advising on securities 2019-12-23 2022-10-21
Forthright Securities Company Limited
方德證券有限公司
Rep Type 5 - Advising on futures contracts 2019-12-23 2022-10-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Chiu Fan Forthright Securities Company Limited 2019–2022
Wai Kwok Chim Forthright Securities Company Limited 2019–2022
Jiwei Jiang Forthright Securities Company Limited 2019–2022
Gerald Chi Shing Yip Forthright Securities Company Limited 2019–2022
Kin Ying Ng Forthright Securities Company Limited 2019–2022
Siu Kei Ng Forthright Securities Company Limited 2019–2022
Siu Yat Fong Forthright Securities Company Limited 2020–2022
Shun Yin Ip Forthright Securities Company Limited 2019–2022
Shu Tat Chong Forthright Securities Company Limited 2019–2022
Venessa Wing Shan Kwok Forthright Securities Company Limited 2019–2022
Peizhe Wu Forthright Securities Company Limited 2019–2022
Feng Chen Forthright Securities Company Limited 2019–2022
Chunhong Zha Forthright Securities Company Limited 2019–2022
Pak Yong Andy Kong Forthright Securities Company Limited 2019–2021
Pak Keung Li Forthright Securities Company Limited 2019–2021
Kwong Hoi Chan Forthright Securities Company Limited 2021–2022
Kwok Kin Tsang Forthright Securities Company Limited 2021–2022
Key Wai Man Forthright Securities Company Limited 2021–2022
Yee Wah Wong Forthright Securities Company Limited 2021–2022
Charles Kar Jon Sun Forthright Securities Company Limited 2021–2022

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