Ge Liu
劉歌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ge Liu (劉歌), CE reference AXK573. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-09 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-09 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-04-09 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-09 | 2025-03-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-09 | 2025-03-05 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-19 | 2022-04-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-10-19 | 2022-04-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-19 | 2022-04-19 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-04 | 2021-08-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-04 | 2021-08-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-03-04 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-01 | 2021-03-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-03 | 2019-09-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-10 | 2019-09-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-10 | 2019-09-15 |