Zhe Xiong
熊哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Xiong (熊哲), a licensed former licensee with CE reference ASW639. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-13 | 2019-07-02 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-14 | 2019-07-02 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-08-27 | 2019-07-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-27 | 2009-08-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-27 | 2009-08-24 |