Wing Shan (SFC:AXI704) Ng
吳頴姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan (SFC:AXI704) Ng (吳頴姍), CE reference AXI704. Currently licensed at 3 firm(s): Fulbright Futures Limited, Fulbright Asset Management Limited, Fulbright Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-24 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-12-24 | present |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-26 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-15 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-20 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-15 | 2018-12-24 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-20 | 2018-12-24 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-20 | 2018-09-26 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2014-05-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2014-05-06 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-18 | 2014-05-06 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-27 | 2012-08-24 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-27 | 2012-08-24 |