Kong Wai Chau
周港威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Wai Chau (周港威), CE reference BAA344. Currently licensed at 1 firm(s): Pinpoint Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-25 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2022-04-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-03 | 2022-04-11 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-03 | 2022-04-11 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-26 | 2020-08-05 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-26 | 2020-08-05 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-01 | 2019-07-02 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-01 | 2019-07-02 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2017-06-25 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-18 | 2017-06-25 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2017-04-05 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-27 | 2017-04-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-02 | 2013-10-08 |