Alvin Wai Yin Hsieh
謝偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Wai Yin Hsieh (謝偉賢), CE reference AXC624. Currently licensed at 1 firm(s): BaoJia Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-27 | 2020-11-21 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-20 | 2020-11-21 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-15 | 2017-12-15 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-29 | 2016-09-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2011-12-28 | 2016-01-26 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2016-01-26 |