Alvin Wai Yin Hsieh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Wai Yin Hsieh (謝偉賢), a licensed Responsible Officer with CE reference AXC624. Currently licensed at 1 firm(s): BaoJia Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 4 - Advising on securities | 2022-01-17 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 9 - Asset management | 2022-01-17 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-27 | 2020-11-21 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-20 | 2020-11-21 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 - Asset management | 2016-09-15 | 2017-12-15 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-29 | 2016-09-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2011-12-28 | 2016-01-26 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-18 | 2016-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Wai Yin Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.