Wai Sun Pang
彭偉新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sun Pang (彭偉新), a licensed former licensee with CE reference AEA530. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 9 — Asset management | 2025-05-08 | 2025-11-08 |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 9 — Asset management | 2024-03-25 | 2025-05-08 |
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-25 | 2025-11-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-07-01 | 2022-09-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-08-09 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-26 | 2011-08-09 |
| Cinda International Research Limited 信達國際研究有限公司 |
RO | Type 4 — Advising on securities | 2010-07-26 | 2011-05-11 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-25 | 2010-07-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2005-10-13 | 2009-09-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-21 | 2005-10-13 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-21 | 2005-03-31 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-03 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-12-03 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-17 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-17 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-17 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-17 |