Charles Makoto Lecoq
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Makoto Lecoq, CE reference AXA178. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-02-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-02-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-02-21 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-23 | 2018-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-10-23 | 2018-11-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-26 | 2018-04-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-11 | 2016-05-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-11 | 2016-05-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-05-11 | 2016-05-20 |