Wendy Miu Ling Yuen
袁妙齡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Miu Ling Yuen (袁妙齡), a licensed former licensee with CE reference AIQ485. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-08-17 | 2021-09-12 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-25 | 2009-08-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2018-10-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2018-10-16 |