Wai Ting Lau
劉偉停
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ting Lau (劉偉停), a licensed Responsible Officer with CE reference AWQ077. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 — Advising on securities | 2020-07-07 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-03 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-05 | 2019-12-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-13 | 2017-04-10 |