Siu Wai Ng
伍兆煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (伍兆煒), a licensed Representative with CE reference AAA014. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-05 | present |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2025-10-27 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |