Soffrey Yau
邱少輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soffrey Yau (邱少輝), a licensed former licensee with CE reference AAX373. This person has 16.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-01-31 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-05-25 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-23 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soffrey Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.