Karen Hoi Yan Lam
林藹茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Hoi Yan Lam (林藹茵), CE reference AEY346. Currently licensed at 2 firm(s): Vision Finance Asset Management Limited, Vision Finance International Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-19 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-19 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-29 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-11-29 | present |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-26 | 2008-01-09 |
| Vision Finance (Capital) Limited 匯金(資本)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-26 | 2008-01-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |