Pilsang Lee
李泌相
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pilsang Lee (李泌相), a licensed Responsible Officer with CE reference AUZ621. Currently licensed at 1 firm(s): Mirae Asset Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-02 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-09-05 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2019-09-05 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 4 - Advising on securities | 2020-01-02 | 2022-07-26 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 9 - Asset management | 2020-01-02 | 2022-07-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2020-01-02 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2019-09-05 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-04-12 | 2019-09-05 |