Wai Kit (SFC:AVT524) Ng
吳偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:AVT524) Ng (吳偉傑), CE reference AVT524. Currently licensed at 2 firm(s): Soochow Securities International Futures Limited, Soochow Securities International Brokerage Limited. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-01-29 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2026-01-29 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-07 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-07 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-11-07 | 2026-01-29 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-11-07 | 2026-01-29 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-11-10 | 2025-07-17 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-27 | 2023-11-10 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-20 | 2025-07-17 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-20 | 2025-07-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-20 | 2025-07-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2022-09-20 | 2025-07-17 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-07 | 2022-03-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-07 | 2022-03-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-07 | 2022-03-31 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 9 — Asset management | 2019-11-26 | 2021-01-01 |
| Towering Securities Limited 高格證券有限公司 |
Rep | Type 9 — Asset management | 2019-07-11 | 2019-11-26 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-11 | 2021-01-01 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-11 | 2021-01-01 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-23 | 2019-03-28 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-23 | 2019-03-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-19 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2017-09-19 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2016-10-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-21 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-21 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-21 | 2016-10-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-07 | 2014-07-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-07 | 2014-07-26 |