Ethel Hui Yee Ng
吳煦宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ethel Hui Yee Ng (吳煦宜), a licensed former licensee with CE reference AVQ917. This person has 13.2 years of SFC licence history. Total licence records on file: 14.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 - Advising on securities | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 - Asset management | 2023-07-28 | 2024-03-31 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-04 | 2023-07-28 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-04 | 2023-07-28 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 9 - Asset management | 2023-07-04 | 2023-07-28 |
| STI Asset Management Limited | RO | Type 1 - Dealing in securities | 2019-06-28 | 2023-05-27 |
| STI Asset Management Limited | RO | Type 9 - Asset management | 2016-11-04 | 2023-05-27 |
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2016-05-25 | 2019-06-28 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2016-02-02 | 2016-07-25 |
| STI Asset Management Limited | RO | Type 4 - Advising on securities | 2014-09-23 | 2023-05-27 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2013-09-03 | 2014-09-23 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2013-09-03 | 2016-11-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-16 | 2013-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ethel Hui Yee Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.