Xiaotian Xie
謝嘯天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Xie (謝嘯天), a licensed former licensee with CE reference BHP635. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-15 | 2024-05-13 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-02-25 | 2021-11-12 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2021-02-25 | 2021-11-12 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-06-13 | 2018-07-25 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-06-13 | 2018-07-25 |