Sau Ling Lau
劉秀玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ling Lau (劉秀玲), a licensed former licensee with CE reference BHS092. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2016-06-30 | 2019-10-20 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-06-30 | 2019-10-20 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-06-30 | 2019-10-20 |