Bernard Ka Ho Yu
余家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Ka Ho Yu (余家豪), a licensed former licensee with CE reference AQR189. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2021-05-12 | 2025-02-27 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2021-05-12 | 2025-02-27 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2021-05-12 | 2025-02-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2021-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | 2020-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2019-09-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-20 | 2021-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-20 | 2021-04-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-25 | 2018-06-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-25 | 2018-06-19 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-23 | 2018-06-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-21 | 2017-08-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-21 | 2017-08-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-09 | 2016-06-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-10 | 2016-06-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2016-06-27 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-02-09 | 2013-11-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2012-02-09 | 2013-11-15 |
| Aquitaine Investment Advisors Limited |
Rep | Type 9 — Asset management | 2010-05-24 | 2012-01-06 |
| Pacific Group Limited, The | Rep | Type 9 — Asset management | 2008-04-23 | 2008-11-30 |