Bernard Ka Ho Yu
余家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Ka Ho Yu (余家豪), a licensed former licensee with CE reference AQR189. This person has 15.1 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2021-05-12 | 2025-02-27 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-05-12 | 2025-02-27 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2021-05-12 | 2025-02-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-01 | 2021-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-03 | 2020-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-20 | 2019-09-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-20 | 2021-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-20 | 2021-04-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-25 | 2018-06-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-25 | 2018-06-19 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-23 | 2018-06-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-21 | 2017-08-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-21 | 2017-08-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-09 | 2016-06-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-10 | 2016-06-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-04 | 2016-06-27 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-02-09 | 2013-11-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-02-09 | 2013-11-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2012-02-09 | 2013-11-15 |
| Aquitaine Investment Advisors Limited |
Rep | Type 9 - Asset management | 2010-05-24 | 2012-01-06 |
| Pacific Group Limited, The | Rep | Type 9 - Asset management | 2008-04-23 | 2008-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernard Ka Ho Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.