Yun Zhou
周蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Zhou (周蘊), a licensed Responsible Officer with CE reference AXM323. Currently licensed at 1 firm(s): Sino-Ocean Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-19 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 9 - Asset management | 2023-01-19 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-24 | 2023-01-19 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-24 | 2023-01-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-28 | 2013-07-31 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.