Kan Fat Tze
謝勤發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kan Fat Tze (謝勤發), a licensed former licensee with CE reference AET872. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-08 | 2024-08-30 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-04-11 | 2023-05-08 |
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-05 | 2023-02-28 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-13 | 2022-10-05 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-08 | 2022-03-30 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-14 | 2018-08-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-23 | 2018-02-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-12-23 | 2018-02-28 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-21 | 2011-12-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-21 | 2011-12-23 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2006-09-13 | 2011-11-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-09-13 | 2011-11-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-09-13 |