Benjamin Lik Man Lam
林力文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Lik Man Lam (林力文), CE reference AMY308. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-16 | 2014-03-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2014-01-16 | 2014-03-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-03 | 2014-01-16 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-03 | 2014-01-16 |
| Aviva Portfolio Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2010-01-06 | 2010-11-26 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | 2009-09-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-26 | 2007-04-16 |