Kim Chung Tai
戴儉忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Chung Tai (戴儉忠), a licensed former licensee with CE reference AUI053. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2012-12-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2012-12-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-14 | 2011-07-06 |