Wai Nam Lo
羅湋楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Lo (羅湋楠), a licensed former licensee with CE reference BAE557. This person has 6.4 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 9 - Asset management | 2018-11-02 | 2019-05-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2019-05-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-03 | 2019-05-27 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-10 | 2018-06-30 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-10 | 2018-06-30 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
Rep | Type 9 - Asset management | 2016-07-18 | 2017-10-22 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-15 | 2017-10-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-05 | 2015-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Nam Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.