Lingfei Tu
涂凌飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingfei Tu (涂凌飛), a licensed former licensee with CE reference ATB487. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-10 | 2023-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-10 | 2023-06-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-10 | 2023-06-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-25 | 2021-02-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-25 | 2021-02-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2021-02-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-26 | 2021-02-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-30 | 2018-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-30 | 2018-02-15 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-12-21 | 2016-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-11-13 | 2013-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-11-13 | 2013-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-11-13 | 2013-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-11-13 | 2013-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-10-20 | 2013-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-10-20 | 2013-03-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-27 | 2009-09-28 |