Timothy Edward Ball
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Edward Ball, a licensed former licensee with CE reference APL603. This person has 13.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-03-15 | 2023-06-05 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-16 | 2019-08-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-05-16 | 2019-08-15 |
| Elliott Advisors (HK) Limited | Rep | Type 9 - Asset management | 2013-08-07 | 2017-04-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-30 | 2013-05-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-24 | 2013-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Edward Ball during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.