Kelly Kent Clark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Kent Clark, a licensed Representative with CE reference ARK432. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-09-16 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-16 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-16 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2020-09-16 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-30 | 2020-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-25 | 2020-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2018-05-25 | 2020-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-05-25 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2018-03-20 | 2020-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-20 | 2018-05-25 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-02-27 | 2018-02-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-24 | 2012-02-16 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-08-12 | 2009-01-19 |