Wing Lan Emily Shum
岑詠蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lan Emily Shum (岑詠蘭), a licensed former licensee with CE reference ARI559. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2013-09-03 | 2014-12-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-21 | 2011-01-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-21 | 2011-01-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-21 | 2011-01-30 |