Timothy Sai Ko Chan
陳世浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Sai Ko Chan (陳世浩), a licensed former licensee with CE reference AKW735. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-10-12 | 2011-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-12 | 2011-08-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-12 | 2010-12-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-11 | 2010-09-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-11 | 2010-09-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-01-11 | 2010-09-30 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-07-21 | 2006-05-24 |