Kin Man Lam
林健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Lam (林健文), a licensed former licensee with CE reference AMC670. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2012-11-11 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2012-11-11 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2012-11-11 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-11-01 | 2012-11-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-12 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-12 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-12 | 2010-10-31 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-06-14 | 2008-07-14 |