Kam Wah Tam
譚錦華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wah Tam (譚錦華), a licensed former licensee with CE reference ABM628. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2019-10-08 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-05-05 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |