Lap Fai Lee

李立煇
CE No. ARA683 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Fai Lee (李立煇), a licensed former licensee with CE reference ARA683. This person has 15.4 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wise Torch Investments Limited
火炬金融有限公司
RO Type 4 - Advising on securities 2016-11-30 2023-12-22
Wise Torch Investments Limited
火炬金融有限公司
RO Type 9 - Asset management 2016-11-30 2023-12-22
Hongkong Bay Asset Management Limited
港湾资產管理有限公司
RO Type 9 - Asset management 2016-04-05 2016-11-29
Hongkong Bay Securities Limited
港灣證券有限公司
Rep Type 1 - Dealing in securities 2015-05-14 2016-11-29
Hongkong Bay Asset Management Limited
港湾资產管理有限公司
Rep Type 4 - Advising on securities 2015-04-02 2016-11-29
Hongkong Bay Asset Management Limited
港湾资產管理有限公司
Rep Type 9 - Asset management 2015-04-02 2016-04-05
CAIIS Limited Rep Type 1 - Dealing in securities 2008-08-04 2015-03-26
CAIIS Limited Rep Type 4 - Advising on securities 2008-08-04 2015-03-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Fai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ting Ting Chan Wise Torch Investments Limited 2016–2023
Helene van Meerbeek Wise Torch Investments Limited 2017–2023
Samson Yiu Cho Lui CAIIS Limited 2008–2015
Fernand Jean-Luc Anglada CAIIS Limited 2008–2015
Chun Yu Choy CAIIS Limited 2008–2015
Timothy Kwok Cheung Lo CAIIS Limited 2008–2015
Janet Kar Ming Lau CAIIS Limited 2008–2015
Catherine Pik Yiu Tsoi CAIIS Limited 2008–2015
Michelle Wu CAIIS Limited 2008–2015
Ping Hui Chu CAIIS Limited 2009–2015
Yvonne Pui Yeung Chan CAIIS Limited 2009–2015
Yeuk Yu Tai CAIIS Limited 2008–2014
Moon Fuk Cheung CAIIS Limited 2009–2015
Mei San Leung CAIIS Limited 2008–2014
Moon Sung Chang CAIIS Limited 2009–2015
Annie Shuk Ming Leung CAIIS Limited 2008–2014
Irene Suk Ching Chow CAIIS Limited 2008–2013
Kwan Yee So CAIIS Limited 2010–2015
Janice Wing Yan Yeung CAIIS Limited 2008–2013
Philip Chi Kwan Chan CAIIS Limited 2008–2013

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