Lap Fai Lee
李立煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Fai Lee (李立煇), a licensed Responsible Officer with CE reference ARA683. Currently licensed at 1 firm(s): Capital Investments Office Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Investments Office Limited 火伙投資有限公司 |
RO | Type 4 - Advising on securities | 2026-09-25 | present |
| Capital Investments Office Limited 火伙投資有限公司 |
RO | Type 9 - Asset management | 2026-09-25 | present |
| Capital Investments Office Limited 火伙投資有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-25 | 2026-09-25 |
| Capital Investments Office Limited 火伙投資有限公司 |
Rep | Type 9 - Asset management | 2026-09-25 | 2026-09-25 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 4 - Advising on securities | 2016-11-30 | 2023-12-22 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 - Asset management | 2016-11-30 | 2023-12-22 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 - Asset management | 2016-04-05 | 2016-11-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-14 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-02 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-02 | 2016-04-05 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2008-08-04 | 2015-03-26 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2008-08-04 | 2015-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Fai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ting Ting Chan | Wise Torch Investments Limited | 2016–2023 |
| Helene van Meerbeek | Wise Torch Investments Limited | 2017–2023 |
| Samson Yiu Cho Lui | CAIIS Limited | 2008–2015 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2008–2015 |
| Chun Yu Choy | CAIIS Limited | 2008–2015 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2008–2015 |
| Janet Kar Ming Lau | CAIIS Limited | 2008–2015 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2008–2015 |
| Michelle Wu | CAIIS Limited | 2008–2015 |
| Ping Hui Chu | CAIIS Limited | 2009–2015 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2009–2015 |
| Yeuk Yu Tai | CAIIS Limited | 2008–2014 |
| Moon Fuk Cheung | CAIIS Limited | 2009–2015 |
| Mei San Leung | CAIIS Limited | 2008–2014 |
| Moon Sung Chang | CAIIS Limited | 2009–2015 |
| Annie Shuk Ming Leung | CAIIS Limited | 2008–2014 |
| Irene Suk Ching Chow | CAIIS Limited | 2008–2013 |
| Kwan Yee So | CAIIS Limited | 2010–2015 |
| Janice Wing Yan Yeung | CAIIS Limited | 2008–2013 |
| Philip Chi Kwan Chan | CAIIS Limited | 2008–2013 |