Lap Fai Lee
李立煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Fai Lee (李立煇), CE reference ARA683. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2023-12-22 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2023-12-22 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-05 | 2016-11-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2016-11-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-02 | 2016-04-05 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2015-03-26 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2015-03-26 |