Shuping Yan
顏樹萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuping Yan (顏樹萍), a licensed former licensee with CE reference AOU119. This person has 17.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-11-19 | 2025-06-27 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-02-26 | 2015-08-27 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-12-09 | 2014-02-26 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-01-26 | 2014-01-08 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-06-26 | 2014-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuping Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.