Arthur Elliott Yama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Elliott Yama ( ), a licensed former licensee with CE reference ADY491. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aquitaine Investment Advisors Limited |
RO | Type 4 — Advising on securities | present | 2020-06-11 |
| Aquitaine Investment Advisors Limited |
RO | Type 9 — Asset management | present | 2020-06-11 |