Ivy I Wah Lau
劉靄華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy I Wah Lau (劉靄華), a licensed former licensee with CE reference AQJ962. This person has 3.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2011-12-23 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-29 | 2011-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy I Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.