Tat Ming Yuen
袁達明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Ming Yuen (袁達明), a licensed former licensee with CE reference APB769. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2012-03-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-07 | 2012-03-05 |