Po Tim Kwan
關寶甜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Tim Kwan (關寶甜), a licensed former licensee with CE reference ARW214. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-27 | 2024-12-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-27 | 2024-12-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2018-12-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-18 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2012-06-13 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2012-06-13 | 2018-12-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2012-01-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-17 | 2012-01-18 |