da Li
李達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da Li (李達), a licensed former licensee with CE reference AQE527. This person has 5.5 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-02-18 | 2025-05-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-18 | 2008-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as da Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.