Liyan Cai
蔡立言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyan Cai (蔡立言), a licensed Representative with CE reference BRF353. Currently licensed at 1 firm(s): Surich Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-15 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-04-15 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-25 | 2026-01-16 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-05-25 | 2026-01-16 |