Huan Yi
易峘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huan Yi (易峘), a licensed Representative with CE reference AMH263. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-08 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2020-07-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-01 | 2020-07-07 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-01 | 2015-12-17 |
| Kriya Capital Limited | Rep | Type 9 — Asset management | 2013-06-20 | 2015-03-10 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-01-25 | 2013-01-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2009-01-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2005-08-01 | 2009-01-23 |