Ellis Bih-Hsin Chu
朱璧辛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellis Bih-Hsin Chu (朱璧辛), CE reference APR576. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-25 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-25 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-25 | present |
| Ion Pacific Limited | RO | Type 1 — Dealing in securities | 2017-11-01 | 2018-05-25 |
| Ion Pacific Limited | RO | Type 4 — Advising on securities | 2017-11-01 | 2018-05-25 |
| Ion Pacific Limited | RO | Type 6 — Advising on corporate finance | 2017-11-01 | 2018-05-25 |
| Ion Pacific Limited | Rep | Type 1 — Dealing in securities | 2017-08-18 | 2017-11-01 |
| Ion Pacific Limited | Rep | Type 4 — Advising on securities | 2017-08-18 | 2017-11-01 |
| Ion Pacific Limited | Rep | Type 6 — Advising on corporate finance | 2017-08-18 | 2017-11-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2014-08-27 | 2017-03-02 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2014-08-27 | 2017-03-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-08-27 | 2017-03-02 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2014-08-27 | 2017-03-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2014-08-27 | 2017-03-02 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2014-08-27 | 2017-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-09-30 | 2014-08-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-09-30 | 2014-08-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-09-30 | 2014-08-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-09-30 | 2014-08-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-30 | 2014-08-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-30 | 2014-08-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-06 | 2013-07-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-09-06 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-06 | 2013-07-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-30 | 2010-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-10 | 2010-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2010-05-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-24 | 2008-09-29 |