Chalk Yin Wan
溫卓賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chalk Yin Wan (溫卓賢), a licensed former licensee with CE reference AYS333. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ion Pacific Limited | Rep | Type 1 — Dealing in securities | 2016-02-18 | 2017-12-04 |
| Ion Pacific Limited | Rep | Type 4 — Advising on securities | 2016-02-18 | 2017-12-04 |
| Ion Pacific Limited | Rep | Type 6 — Advising on corporate finance | 2016-02-18 | 2017-12-04 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-13 | 2015-07-03 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2012-01-18 | 2014-07-04 |