Paul Ka Lok Lam
林家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ka Lok Lam (林家樂), CE reference BHC989. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-21 | 2022-09-03 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-07 | 2018-10-02 |