Paul Ka Lok Lam
林家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ka Lok Lam (林家樂), a licensed former licensee with CE reference BHC989. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-21 | 2022-09-03 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-07 | 2018-10-02 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Ka Lok Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yimin Wang | First Shanghai Capital Limited | 2016–2018 |
| Roger Yat Fai Tang | First Shanghai Capital Limited | 2016–2018 |
| Chi Kwong Cheng | First Shanghai Capital Limited | 2016–2018 |
| Lai Yee Tai | First Shanghai Capital Limited | 2016–2018 |
| Ka Man Ting | First Shanghai Capital Limited | 2016–2018 |
| Lik Pao | Draco Investment Management Limited | 2021–2022 |
| Daiwei Wang | First Shanghai Capital Limited | 2016–2018 |
| Chi Yin Wong | Draco Investment Management Limited | 2021–2022 |
| Tseng Wing Lee | First Shanghai Capital Limited | 2016–2017 |
| Sin Lam | Draco Investment Management Limited | 2021–2022 |
| Ching Fung Cheung | First Shanghai Capital Limited | 2017–2018 |
| Wei Lian | First Shanghai Capital Limited | 2016–2017 |
| Huayong Lin | First Shanghai Capital Limited | 2017–2018 |
| Sam Ching Sum Chan | First Shanghai Capital Limited | 2018 |
| Yee Ling Ng | First Shanghai Capital Limited | 2018 |
| Li Mao | First Shanghai Capital Limited | 2016 |
| Mengxi Guo | First Shanghai Capital Limited | 2018 |