Alice Yu
郁筱倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Yu (郁筱倫), a licensed former licensee with CE reference ABM853. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spring Asset Management Limited 春泉資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-30 | 2022-08-11 |
| Ohra Capital Partners Limited |
RO | Type 4 — Advising on securities | 2010-08-27 | 2013-04-08 |
| Ohra Capital Partners Limited |
RO | Type 9 — Asset management | 2010-08-27 | 2013-04-08 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-02-12 | 2010-04-23 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2010-02-12 | 2010-04-23 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-31 | 2010-02-12 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-12-31 | 2010-02-12 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-27 | 2009-11-18 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 9 — Asset management | 2009-10-27 | 2009-11-18 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-21 | 2009-06-19 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-09-21 | 2009-06-19 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-09-21 | 2009-06-19 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2007-09-21 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-21 | 2007-09-21 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-21 | 2007-09-21 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2007-08-13 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2007-08-13 |